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Mary Schapiro
Results: 210

#	Item
61	Microsoft Word - seniorsummitbios.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-13 14:57:54 Mary Schapiro Financial system U.S. Securities and Exchange Commission Law Government North American Securities Administrators Association Securities regulation in the United States International Organization of Securities Commissions Linda Chatman Thomsen Financial regulation United States securities law Commodity Futures Trading Commission
62	U.S. SEC Buy American Act Report, 2010 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-04-13 16:19:39 Public administration U.S. Securities and Exchange Commission Mary Schapiro United States Department of Homeland Security United States Code Government 73rd United States Congress Buy American Act
63	Buy American Act Report FY 2009 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-04-02 12:51:42 Corporate crime U.S. Securities and Exchange Commission Business United States Department of Homeland Security Mary Schapiro Short Buy American Act Public administration Government Financial regulation Short selling
64	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-31 15:53:49 Financial system Financial regulation Short selling Financial markets Corporate crime U.S. Securities and Exchange Commission Mary Schapiro Financial Industry Regulatory Authority Securities and Exchange Commission Business Finance United States securities law
65	Research Center on the Prevention of Financial Fraud The State and Future of Financial Fraud November 3-4, 2011, Washington D.C. Sofitel Add to Reading List Source URL: fraudresearchcenter.org Language: English - Date: 2011-10-20 12:02:37 Mary Schapiro Fraud Ethics Economy of the United States Law Financial Industry Regulatory Authority United States securities law
66	Securities Regulation & Law Report™ Reproduced with permission from Securities Regulation & Law Report, 46 SRLR 770, [removed]Copyright 姝 2014 by The Bureau of National Affairs, Inc[removed]http://www.bna. Add to Reading List Source URL: www.strozfriedberg.com Language: English - Date: 2014-08-26 09:49:11 Business United States federal banking legislation Finance Computer crimes U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Mary Schapiro Financial adviser United States securities law Financial regulation Financial economics
67	Microsoft Word[removed]JOBS Act Letter to McConnell and Reid - FINAL.docx Add to Reading List Source URL: www.calpers-governance.org Language: English - Date: 2012-03-23 14:56:07 Mary Schapiro Pension fund Corporate governance U.S. Securities and Exchange Commission Mitch McConnell Investment CalPERS Politics of the United States Government
68	May 10, 2010 The Honorable Mary L. Schapiro, SEC Chairman SEC Investor Advisory Committee Members c/o Elizabeth M. Murphy Federal Advisory Committee Management Officer U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-11 10:03:29 United States corporate law Ethics Management United States securities law Business ethics Global Reporting Initiative Regulation S-K Sarbanes–Oxley Act International Financial Reporting Standards Business Auditing Corporate governance
69	SECHS/FINAL/no screens (Page 4) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-11-14 11:59:06 Business Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial Industry Regulatory Authority Joel Seligman Mary Schapiro Financial regulation United States securities law Financial system
70	Microsoft Word - NASAA letter to House Appropriations on SEC funding[removed]FINAL.docx Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:52:30 Investment Financial regulation North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Mary Schapiro Securities fraud Financial economics United States securities law Finance